Officer, Branch Securities Services - 大新銀行
18 September, 2019
Station in a Branch Securities Trading Center as assigned from time to time, responsible for acquiring new securities customers and provide customers on securities trading related services, mainly opening securities accounts, execute buy/sell orders. Main Responsibilities: • To acquire new securities customers through promotional campaigns, staff and customer referrals • To provide customers with market information, including stock prices and charts, but not investment advice • To receive, execute and confirm customer stock buy/sell orders • To provide service for any other securities related products/services, e.g. SISP, IPOs and margin financing • To explain the Bank’s securities product/service features, corporation action process, tariff and promotion offers to customers • To generate daily transaction report and reconcile details against customer orders, and pass to ABM of the stationing branch for verification • Provide on-job coaching to newly joined BSSOs • Ensure compliance with internal policies/guidelines and regulatory requirements at all times • To escalate any problems arising from daily routines and customer comments/complaints to business/branch manager Requirements: • Form 5 or above with relevant qualification for RI licensing under HKMA • Minimum 2 years relevant working experiences • Good command of English and Cantonese. Proficiency in Putonghua preferred • Candidates with more experience will be considered for Senior Officer Please note that only shortlisted candidates will be notified.