Compliance Officer

Compliance Officer

Reward Condition
Monthly Salary
Career Level
Years Experience
26 July, 18


Responsibilities: -Assist in conducting annual compliance reviews -Compliance of relevant laws and SFC regulations -Dealing with SFC for product launch and license issue -Review and keep up-to-date compliance policies, documents and procedures. -Assist with the development and implementation of compliance policies and monitoring programs on AML related activities -Perform ad hoc projects and other tasks as assigned Requirements: -Master Degree/ Bachelor Degree holder in law or related disciplines -Minimum 2-3 years' working experience in compliance for financial institutions -Possess strong interpersonal, communication, and time-management skills -Ability to work independently under pressure and time constraints -Conversant with PC skills including Microsoft Office applications -Be proficient in written Chinese and English, spoken English, Cantonese and Mandarin (Proficiency in Putonghua is a definite advantage)

About the Company