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Officer, Branch Securities Services

Officer, Branch Securities Services - Dah Sing Bank

3

Hong Kong

18 September, 2019

Industry

Banking

Monthly Salary

HKD 14,000 - 23,000

Career Level

Entry level

Years Experience

2.0

Employment Type

Full-time

Description

Station in a Branch Securities Trading Center as assigned from time to time, responsible for acquiring new securities customers and provide customers on securities trading related services, mainly opening securities accounts, execute buy/sell orders. Main Responsibilities: • To acquire new securities customers through promotional campaigns, staff and customer referrals • To provide customers with market information, including stock prices and charts, but not investment advice • To receive, execute and confirm customer stock buy/sell orders • To provide service for any other securities related products/services, e.g. SISP, IPOs and margin financing • To explain the Bank’s securities product/service features, corporation action process, tariff and promotion offers to customers • To generate daily transaction report and reconcile details against customer orders, and pass to ABM of the stationing branch for verification • Provide on-job coaching to newly joined BSSOs • Ensure compliance with internal policies/guidelines and regulatory requirements at all times • To escalate any problems arising from daily routines and customer comments/complaints to business/branch manager Requirements: • Form 5 or above with relevant qualification for RI licensing under HKMA • Minimum 2 years relevant working experiences • Good command of English and Cantonese. Proficiency in Putonghua preferred • Candidates with more experience will be considered for Senior Officer Please note that only shortlisted candidates will be notified.

About the Company

The success of our people is the success of the organization. We welcome anyone with passion, innovation and commitment to join our winning team.

Reward Condition
Hired
Referrer Reward
HKD 2,500
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